Generation of UDIN by PCS

For strengthening the practicing side of the Company Secretaries the ICSI has now initiated to use of the UDIN for attestation and certification of service documents by all company secretaries. The UDIN is the Unique Document Identification Number. The rules governing has been added vide terms of Clause(I), Part 2 of the second schedule of the Companies Secretaries (Amendment)Act, 2006 where ICSI council has accumulated the provisions for the use of applied UDIN by the Company Secretaries for verifying and attesting the documents each time while imparting their services in practice.

Generation of UDIN by PCS

What is UDIN for PCS (Practising Company Secretary)?

UDIN is an automated Unique Document Identification Number generated in the composition of the first 2 digits representing the current year (year of attestation) next 6 digits being the membership number of ICAI/ICSI registered person confirming the authenticity of the documents and a randomly generated alphanumeric 10- digit number.

DIN ensures counterfeiting of multiple attestations/certifications.

Enables the shareholders/Stakeholders to authenticate documents to be verified by the company secretaries.

Ensure easy compliance of guidelines on mandatory attestation and also maintain the register of services that are rendered by the practicing members.

Also, enable auto-filling of the details of the registered CS members in practice each time the verification or attestation is initiated.

Ensure easy compliance of guidelines on mandatory attestation and maintenance of registers of services rendered by members in practice.

Objective of UDIN

(a) Enable stakeholders to verify the authenticity of documents certified by PCS.
(b) Prevent counterfeiting of various attestations / certifications;
(c) Provide ease of maintaining the Register of Certification.
(d) Ensure compliance of the Guidelines issued by the ICSI
(e) Auto-prefill details of Certification / Attestation services rendered by practicing members in of the form for renewal of Certificate of Practice.

Applicability

  • Certification of Annual Return in Form MGT-8
  • Issuance of Secretarial Audit Report in terms of Section 204 of the Companies Act, 2013.
  • Issuance of Secretarial Audit Report to material unlisted subsidiaries of listed entities under Regulation 24A of SEBI (LODR) Regulations, 2015.
  • Issuance of Annual Secretarial Compliance Report to Listed entities
  • Certification under SEBI (LODR) Regulations, 2015 that none of the directors on the board of the company have been debarred or disqualified from being appointed or continuing as directors of companies by the Board/Ministry of Corporate Affairs or any such statutory authority.
  • Certification under Regulation 40(9) of SEBI (LODR) Regulations, 2015 certifying that all certificates have been issued within 30 days of the date of lodgement for transfer, sub-division, consolidation, renewal, exchange or endorsement of calls/allotment monies.
  • Conduct of Internal Audit of Operations of the Depository Participants registered with NSDL and CDSL.
  • Certification under Regulation 76 of SEBI (Depositories and Participants) Regulations, 2018 for Reconciliation of Share Capital Audit.
  •  Acting as Compliance Auditor under third party certification/ Audit Scheme (Amendment), 2016 in the State of Haryana.
  •  Diligence reporting for Banks.
  • Conduct of Internal Audit of the stock brokers/sub brokers.
  •  Issuance of Certificate in case of the Indian company accepting the investment from a foreign investor.
  • PCS may generate the UDIN for any other form including any e-form and document(s) which are not listed above and not mandatory on voluntary basis.

Requirement for registering on UDIN Portal

·         Membership No.
·         COP No.
·         Phone No.
·         Email ID
·         Aadhar
·         PAN

Application of UDIN

The UDIN is applicable in all cases except for some e-forms and certified documents. The practicing CS has to mandatorily apply for attestation in case of:

  • Annual returns Certification (Section 92 (2) )
  • Issuing Secretarial Audit Report (Section 204)
  • Issuance of Secretarial Audit Report to the material the unlisted subsidiaries of the listed companies as per SEBI.
  • Certifications that are required under SEBI listing and disclosure regulations.
  • Conducting an internal audit of the operations that are understated as per the laws of NSDL or CDSL, audit of stockbrokers, sub-brokers under SEBI.
  • The certification is required under regulation 76 of SEBI regulations for the reconciliation of Share Capital Audit.
  • Certifications that are required while serving as a compliance auditor under any third-party certification or audit scheme.
  • Certifications are required in the case of Indian Companies accepting foreign investment or any related matter.
  • Other than the above cases, the application of UDIN should be completely on the voluntary preference of CS in practice, if required in attestation of any other e-Form or document not specified above.

Application of UDIN by Company Secretaries

No special document or approval from any authority for the application of UDIN by CS. While it can be applied with the following steps:

  1. Locate to the official UDIN portal for Company Secretaries
  2. Register and log in providing the membership credentials and the required particulars
  3. The system will then generate a random 18 digit number to be used as UDIN in attestation or verification of documents.

The practicing company secretary may generate the UDIN for any document which is not listed above and not mandatory. The UDIN generated for all the e-forms is valid only for seven days from the effective date of UDIN this also includes the form MGT-7. The same can be digitally signed by the PCS during the seven days.

FAQs

Why is UDIN necessary?

UDIN helps in ensuring the authenticity and integrity of documents certified by practicing professionals. It serves as a tool to curb the circulation of fake or forged documents and enhances trust and reliability in the business environment.

Who can generate UDIN?

UDIN can be generated by practicing professionals, including Company Secretaries, Chartered Accountants, and Cost Accountants, who certify or attest documents in the course of their professional services.

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