The Companies (Prospectus and Allotmentof Securities) Third Amendment Rules, 2019

MINISTRY OF CORPORATE AFFAIRS
NOTIFICATION
New Delhi, the 22nd May, 2019

G.S.R. 376(E).—In exercise of the powers conferred by section 26, sub-section (1) of section 27,
section 28, section 29, sub-section (2) of section 31, sub-sections (3) and (4) of section 39, sub-section (6) of
section 40 and section 42 read with section 469 of the Companies Act, 2013 (18 of 2013), the Central
Government hereby makes the following rules further to amend the Companies (Prospectus and Allotment of
Securities) Rules, 2014, namely:-
1. Short title and commencement.‐ (1) These rules may be called the Companies (Prospectus and Allotment
of Securities) Third Amendment Rules, 2019.
(2) They shall come into force with effect from 30th September, 2019.
2. In the Companies (Prospectus and Allotment of Securities) Rules, 2014 (hereinafter referred to as the
principal rules), in rule 9A,-
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(i) in sub-rule (7), for the word and figures “Regulations, 1996”, the word and figures “Regulations, 2018”
shall be substituted;
(ii) for sub-rule (8), the following sub-rules shall be substituted, namely:-
“(8) Every unlisted public company governed by this rule shall submit Form PAS-6 to the Registrar with such
fee as provided in Companies (Registration Offices and Fees) Rules, 2014 within sixty days from the
conclusion of each half year duly certified by a company secretary in practice or chartered accountant in
practice.
(8A) The company shall immediately bring to the notice of the depositories any difference observed in its
issued capital and the capital held in dematerialised form.”.